Creating the Open City: Part One

Posted: September 22nd, 2010 | Author: | Filed under: Technology | Tags: , , , | 2 Comments »

This post is the first of a two part series on my work creating an open government strategy for the City of Boston this past summer.

During his campaign for the presidency, Barack Obama often mentioned expanding civic participation. Solving our toughest problems, he argued, would require action by both government and regular citizens. “The most important thing we can do right now,” he said in February 2008, “is to reengage the American people in the process of governance.”

Once elected, to realize this vision of a more participatory government President Obama turned to the very tool which his campaign had exploited so successfully to win: the Internet.

Issued his first day in office, Obama’s Memorandum on Transparency and Open Government called for the Federal government to “harness new technologies to put information about their operations and decisions online and readily available to the public,” and directed the newly-appointed Chief Technology Officer to coordinate the implementation of this vision through an Open Government Directive. The policy described three types of activities: transparency, participation, and collaboration. The wide-ranging efforts sparked by the memorandum and the subsequent directive include experiments with online commenting and discussion, a new government data portal, and targeted programs to capture citizen ideas and expertise.

The Open Government Directive mades the intended purpose of the initiatives clear: for Federal agencies to gain knowledge and effectiveness without ceding any authority. The purpose of collaboration is to improve effectiveness by coordinating private actors with Federal goals. Participation is about capturing ideas and expertise, not delegating power to citizens. Only transparency has political overtones, but only in the most abstract sense: it is supposed to improve “accountability.

If citizens want to be engaged in a more substantive way in the governance of the nation, it seems they should look elsewhere. That place is often cities and towns, where more complex forms of citizen participation are not only possible but commonplace. Although cities have experimented with publishing data and using technology to engage their citizens, they have existing political structures and limited technical resources. How can they translate the principles of open government into specific initiatives? Can the potential for greater citizen influence be realized at the local level? In short, what does it take to become an “open” city?

An Open Government Strategy for Boston

I attempted to answer this question last summer as a Rappaport Public Policy Fellow at the City of Boston, working with Nigel Jacobs, Chris Osgood, and Mitch Weiss in the Mayor’s Office, and Chief Technology Officer Bill Oates in the Department of Innovation and Technology. The project involved two components:

  1. An open government strategy (describing what to do and why)
  2. A technical assessment of two specific recommendations (data and ideas portals).

This post contains the first portion, however I plan to post the second shortly.

Although I considered alternate frameworks, I decided to keep the Obama Administration’s proposal that “open government” should include the categories of transparency, participation, and collaboration. However, each category is tailored to the unique characteristics of local government, and Boston in particular. In addition, since each level requires greater government resources to implement, I argued higher levels should be focused on topics identified as priority areas by the city’s elected officials. Although I view open government as creating a more participatory democracy, it exists in combination with the representative legitimacy of elected officials.

Transparency

The City of Boston already publishes extensive amounts of information through its website. My report identified 19 data “tools” allowing citizens to query data in city databases, 7 datasets already published online, and 30 GIS layers routinely released in response to inquiries. However, few of these are published in “raw” formats easily consumed by citizens or data intermediaries, who can re-use the data to create citizen-facing apps and services. In addition, legislative information is available but not easily navigated or searched.

Therefore I proposed following the lead of other cities by creating a central public data portal to host data intended for the public. Such a portal would make data easy to find, encourage consistent metadata, and make data available to developers in a controlled way through an Application Programming Interface (API). This system should serve multiple users: researchers seeking raw data, developers seeking an API, the general public who wants limited navigation functions, and all users with the ability to comment and provide feedback on data usefulness and quality. Separate from the data portal, I also contributed to the process of evaluating legislation management systems, which serve both the City Clerk’s need for organization and citizen’s desire for access to legislative information.

Participation

Like most cities, city employees in Boston interact with citizens on a daily basis. I proposed augmenting the existing approaches with an online feedback portal. Similar to HUD’s Ideas in Action website, it would include forums dedicated to specific topics where citizen input is desired. Organizing participation through a central website could result in improved transparency, consistency, and satisfaction by citizens and city officials alike. Of course, the process of crafting plans and policies will always involve committees, meetings, hearings, and perhaps someday mechanisms like participatory budgeting. The online portal would serve as a low-committment and understandable starting point for more complex forms of citizen participation.

Collaboration

Finally, building on top of transparency and participation is the most complex form of citizen engagement, collaboration. I proposed several types:

  • Applications competitions or initiatives to encourage private developers to create citizen-facing apps that use city data.
  • Innovation, analysis and visualization challenges to encourage creativity to re-think existing processes, or explore complex datasets.
  • Formalizing a variety of ways to collaborate with academic researchers to produce reports, policy analysis, urban designs and plans, and other products at minimal cost to the city.

Implementation

Of course, taking these steps will involve significant organizational and technical change for the city. My next post will summarize the technical options for implementing the two specific recommendations, the data portal and ideas website. However, like for the Federal government, open government isn’t about technology per se, but instead how it is used. In that spirit, my report concludes with a brief section on the theories of “targeted transparency” and participatory democracy. Although the product of a summer of discussions with city officials, this strategy is nothing more than a loosely theorized set of recommendations about how technology can achieve some modest goals of improving access to information and communication with the existing government. It does not consider whether it’s possible to re-imagine government in a more fundamental way. For that, I look forward to a lively discussion with Mitch Weiss on Thursday.

Resources

Read the report: Open Government Strategy for the City of Boston (pdf)

Other posts: Open Government Reading List, What Government Data Should Be Transparent?, What is Government 2.0?


Does Data Matter in Urban Policy?

Posted: October 12th, 2009 | Author: | Filed under: Technology, Urban Development | Tags: , , | 6 Comments »

Open Cities LogoLast week’s Open Cities conference, sponsored by the Rockefeller Foundation and Next American City, brought together a diverse group to discuss the role of new media in shaping urban policy. One of the major topics discussed was the emerging trend of cities establishing data catalogs where a wide range of datasets and feeds are made available, often with the explicit goal of enabling private apps that will use the data to create value. Washington, D.C.’s data catalog is a national leader, and San Francisco, Boston, and others not far behind. (Through sheer coincidence, New York City announced their BigApps contest during the conference.) In addition to the city-led programs, a host of other sources — from Google Transit to Data.gov — are making urban data more available than ever.

Within government, data can be a powerful tool for management and service delivery. Baltimore’s CitiStat and its emulators have shown the power of data to focus on the bottom line for easily quantified government services and policies. Applications for e-management within government are many, and today’s New York Times story on IBM’s Smarter Cities initiative describes several.

CitiStat Photo

Outside of government, the case is less clear. Some at the conference questioned whether governments should expend their limited resources on finding, cleaning, and publishing data. I think this debate is largely won. The costs of hosting data has dropped precipitously, most of the datasets have already been purchased by citizen tax money, and the resulting apps really do seem to create new value for city residents. Less clear, however, is whether disclosing data to the public will have any impact on urban policy.

It is this deeper question that lurks in the background of conversations about data: although more and more may be available, does influence urban policy or planning? A conference attendee who works for the mayor of a major east coast city suggested this at one point: in his opinion the city was driven by politics, not data.

On the one hand, data seems very needed in planning. Urban planners analyze data to understand trends, and every city plan contains detailed tables, charts, and data analysis. Outside government, community development corporations and nonprofits are also frequent data users: for grant applications, advocacy, and to explore trends in urban neighborhoods. In fact, hundreds of government planners, nonprofit employees, community activists and citizens came to the conference I helped organize here in Boston last summer titled “Data Day: Using Data to Drive Community Change.”

However, the cynic will retort there are “lies, dammed lies, and statistics.” Certainly, government planners and activists need data, the argument goes, but it’s just to support their particular agenda or policy. Taken to the extreme, this jaded view says you can find statistics to back up any belief.

This wasn’t always the case. In fact, for a brief period in the 1960s there was a great deal of interest about the possibility of establishing “social indicators” analogous to economic indicators. Just as economic indicators, such as unemployment rate, are used to determine economic policy, social indicators would guide social policy. Judith Innes in her 1975 book Social Indicators and Public Policy argued social indicators could be created, but must rely on a consensus understanding of definitions and measurement. The book’s fascinating history of the unemployment rate shows how the measurement has responded to cultural values about who to count. Despite thousands of books and articles on indicators in the late 60s and early 70s, the movement didn’t take off as expected. Defining social indicators was value-laden, collecting social data expensive, and focusing on data seemed irrelevant to a turbulent, problem-filled world. It’s little wonder when the second edition of Innes’ book appeared in 1990 it was re-titled Knowledge and Public Policy.

Although falling short of her definition of an indicator, many government datasets do provide a common framework for discussion and analysis, even perhaps guide policy creation. Although often imperfect, their flaws are well known by all users. In the 1990s, a number of “indicators” projects emerged, organized as the National Neighborhood Indicators Partnership. Generally based in nonprofits or foundations, these projects took advantage of new technology and plentiful government data to track measures of their choosing. (At MAPC, I worked closely with the Boston affiliate – the Boston Indicators Project)

Today, thanks to rapidly evolving technology more urban data is available than ever. Its role is equally ambiguous, simultaneously in demand by diverse users to use for advocacy, government service delivery, and perhaps crafting urban policy. At the conference, federal officials reminded the group the Obama administration is interested in evidence based governance, and President Obama even elevated the former architect of the D.C. data catalog, Vivek Kundra, to the nation’s first Chief Information Officer. In an interesting way, perhaps during times of concern for the public interest we are more likely to view data as a shared resource for deliberation and discussion of new policies and plans. We may be in a new era of data availability, but as always what matters isn’t the numbers themselves, but how we view them.

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